Transactions

We advise, engage and participate in a variety of transactions across the corporate spectrum. Through our Investment Banking division we provide financial advisory services, including capital raising and M&A engagements. Our Principal Investing arm deploys partner capital into early-stage financial technology companies, supporting our portfolio companies throughout their life-cycle and various funding events. We also offer strategic advisory services that provide counsel on a whole host of matters including advice on strategic alternatives, corporate governance, corporate and business strategy, product development, and technology commercialization through our Business Acceleration program. Below represents a sample of recent transactions, investments, and advisory engagements across our divisions.

Has been sold
to

Trumid Logo copy

Has been sold
to

liquidnet

Has Acquired

kredible_logo

Series A
Financing Round

 

 

Series A
Financing Round

SERIES A
FINANCING ROUND

LEAD BY

corecard-software-squarelogo-1447328801089

 

SERIES B-1
FINANCING ROUND

LEAD BY

richmond global

$20M SERIES A
FINANCING ROUND

wisdom-tree-ben

 

 

BRIDGE
FINANCING ROUND

SERIES B
BRIDGE FINANCING

worldquantv

Series A-2
Bridge Financing

Series A
Financing Round

LEAD BY

raptor group

SERIES B-1
BRIDGE FINANCING

LEAD BY

richmond global

SERIES A
BRIDGE FINANCING

Has been sold
to

 

An undisclosed party

SERIES A-2
FINANCING ROUND

LEAD BY

nrv

SERIES A
FINANCING ROUND

LEAD BY

soros cropped & thiel

Debt
Financing Round

LEAD BY

Westminster National Capital

Has been sold
to

 

OneMarket

Seed
Financing Round

SEED-2
FINANCING ROUND

LEAD BY

Saturn Partners

Debt
Financing Round

LEAD BY

CBOE

Founders
Financing Round

Has been sold
to

 

CBOE

Has been sold
to

 

pts 2

Series A-1
Financing Round

Lead By

Investor Consortium

Series A
Financing Round

 LEAD BY

social leverage b

Series A
Financing Round

LEAD BY

route 66

Series B
Financing Round

SERIES B
FINANCING ROUND

 LEAD BY

sumscope red

 

SERIES A
BRIDGE FINANCING

wicklow

Series B
Financing Round

LEAD BY

richmond global

 

Spin-off of its subsidiary

 

Series A
Financing Round

LEAD BY

Tsai Capital logo - JPEGB

Series B
Financing Round

LEAD BY

comcast copyB

Seed
Financing Round

Series A
Bridge Financing

Series B
Bridge Financing

Series B
Bridge Financing

Series A
Financing Round

LEAD BY

image001

 

Series A
Financing Round

LEAD BY

venrock

SERIES A-2
BRIDGE FINANCING

CO-LEAD BY

nrv

Series A
Bridge Financing

Series A
Financing Round

Seed
Financing Round

Series A
Bridge Financing

Series A
Financing Round

Lead By

Investor Consortium

Seed
Financing Round

Seed
Financing Round

Seed
Financing Round

Series A-1
Financing Round

Co-lead by

nrv

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