Transactions

We advise, engage and participate in a variety of transactions across the corporate spectrum. Through our Investment Banking division we provide financial advisory services, including capital raising and M&A engagements. Our Principal Investing arm deploys partner capital into early-stage financial technology companies, supporting our portfolio companies throughout their life-cycle and various funding events. We also offer strategic advisory services that provide counsel on a whole host of matters including advice on strategic alternatives, corporate governance, corporate and business strategy, product development, and technology commercialization through our Business Acceleration program. Below represents a sample of recent transactions, investments, and advisory engagements across our divisions.

Has been sold to

Has acquired

Has acquired

Has acquired

Convertible Note Financing Round

Debt financing facility

Bridge financing round

Has been sold
to

OTCXN

Has been sold
to

BGC Partners, Inc. logo. (PRNewsFoto/BGC Partners, Inc.) (PRNewsFoto/)

Seed
Financing Round

Fosun

Seed Prime
Financing Round

LEAD BY

Vestigo

Series B
Financing Round

LEAD BY

horeca

Has been sold
to

Trumid Logo copy

Has been sold
to

liquidnet

Has Acquired

kredible_logo

Series A
Financing Round

 

 

Series A
Financing Round

SERIES A
FINANCING ROUND

LEAD BY

corecard-software-squarelogo-1447328801089

 

SERIES B-1
FINANCING ROUND

LEAD BY

richmond global

$20M SERIES A
FINANCING ROUND

wisdom-tree-ben

 

 

BRIDGE
FINANCING ROUND

SERIES B
BRIDGE FINANCING

worldquantv

Series A-2
Bridge Financing

Series A
Financing Round

LEAD BY

raptor group

SERIES B-1
BRIDGE FINANCING

LEAD BY

richmond global

SERIES A
BRIDGE FINANCING

Has been sold
to

 

An undisclosed party

SERIES A-2
FINANCING ROUND

LEAD BY

nrv

SERIES A
FINANCING ROUND

LEAD BY

soros cropped & thiel

Debt
Financing Round

LEAD BY

Westminster National Capital

Has been sold
to

 

OneMarket

Seed
Financing Round

SEED-2
FINANCING ROUND

LEAD BY

Saturn Partners

Debt
Financing Round

LEAD BY

CBOE

Founders
Financing Round

Has been sold
to

 

CBOE

Has been sold
to

 

pts 2

Series A-1
Financing Round

Lead By

Investor Consortium

Series A
Financing Round

 LEAD BY

social leverage b

Series A
Financing Round

LEAD BY

route 66

Series B
Financing Round

SERIES B
FINANCING ROUND

 LEAD BY

sumscope red

 

SERIES A
BRIDGE FINANCING

wicklow

Series B
Financing Round

LEAD BY

richmond global

 

Spin-off of its subsidiary

 

Series A
Financing Round

LEAD BY

Tsai Capital logo - JPEGB

Series B
Financing Round

LEAD BY

comcast copyB

Seed
Financing Round

Series A
Bridge Financing

Series B
Bridge Financing

Series B
Bridge Financing

Series A
Financing Round

LEAD BY

image001

 

Series A
Financing Round

LEAD BY

venrock

SERIES A-2
BRIDGE FINANCING

CO-LEAD BY

nrv

Series A
Bridge Financing

Series A
Financing Round

Seed
Financing Round

Series A
Bridge Financing

Series A
Financing Round

Lead By

Investor Consortium

Seed
Financing Round

Seed
Financing Round

Seed
Financing Round

Series A-1
Financing Round

Co-lead by

nrv

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