Chief Compliance Officer
Mr. Marquardt joined SenaHill Partners as the Chief Compliance Officer in May, 2014. Mr. Marquardt brings over 30 years of broad-based financial services experience managing many business aspects for both Investment Advisory and Broker Dealer firms. As Chief Compliance Officer, Mr. Marquardt oversees regulatory, operational and business risk.
Mr. Marquardt is also currently the Chief Operating Officer at The LeoGroup, LLC which is an Investment Advisory firm and Multi-Family Office. The LeoGroup is a strategic partner of SenaHill Partners. In Prior roles, Mr. Marquardt was the Chief Administrative and Compliance Officer for FCG Advisors, LLC and FCG Wealth Management, LLC. Prior to FCG, Mr. Marquardt enjoyed 25 years on Wall Street managing multiple business lines at Goldman Sachs, Charles Schwab and Spear, Leeds & Kellogg. Mr. Marquardt was also a founder of a successful consulting business, which focused on operational, regulatory and compliance requirements for Registered Investment Advisors, which was sold in 2006.
Mr. Marquardt received a BA from Lehigh University and holds the Certified Securities Compliance Professional (CSCP) designation from the National Society of Compliance Professionals, the Certified Anti-Money Laundering Specialist (CAMS) from the Association of Certified Anti-Money Laundering Specialists and is licensed as a General Securities and Options Principal.
Peter holds series 4, 7, 24, 63, 79 and 99 licenses.